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Director Risk and Compliance Seminar


Schedule
Day 1
7:30 - 8:00 a.m.
  Registration
8:00 - 10:00 a.m.   Sessions – Joel Pruis
Introduction – A call to action
Three priorities for Boards: Strategic planning, corporate performance, and risk oversight
Introduction to Strategic Metrics/Ratios
Strategy Exercise
Introduction to ERM – Enterprise Risk Management
10:00 – 10:15 a.m.   Break
10:15 am– 12:00 pm   ERM (continued)
12:00 - 1:00 p.m.   Luncheon
1:00 - 2:00 p.m.   ERM (continued)
ERM Exercise
Risk based capital, vendor management, information/cyber security
       Group work/discussions
2:00 – 2:15 p.m.   Break
2:15 – 4:00 p.m.   Risk based capital, vendor management, information/cyber security (continued)


Day 2

8:00 - 10:00 a.m.   Sessions – David Reed
Introduction – Call to action - Compliance perspective
Duties, responsibilities, and liabilities; Managing regulators
10:00 – 10:15  a.m.   Break
10:15 a.m. – 12:00 p.m.   Legal Primer: Laws/Regulations directors must know. BSA. CFPB
Interactive exercise. Indirect/MBL examples
12:00 - 1:00 p.m.   Luncheon
1:00 - 2:00 p.m.   Regulators. The human element; how to build a good relationship with regulators; what to expect during an audit; what to do if your board gets push back from regulators
2:00 – 2:15 p.m.   Break
2:15 - 4:00 p.m.   Case study – incorporating both risk and compliance elements
Day two  wrap-up – key takeaways/best practices

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